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Misunderstandings, Misrepresentations
Frequently Asked Questions
& Frequently Voiced Objections
About the Gauquelin Planetary
Effects
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Page
Objection: Gauquelin set out to
“disprove” astrology, and then discovered his planetary effects.
Answer: Exactly the opposite. Gauquelin had an avid interest
in astrology as a young man, which he details in various books (most particularly
in Neo-Astrology, a Copernican Revolution). Because of the derision
he met with from some, and inspired by the work of astrological statisticians
such as Karl Ernst Krafft and Paul Choisnard, he set out to prove
astrology had a real basis in fact, beginning a systematic study of it in
1949 through the use of professional directories and other biographical sources,
and aided by the public status of birth information in France. However, by
the time he wrote his first book, L'Influence des Astres (1955), he
was increasingly critical of astrology, since he had discovered flaws in
the work of his predecessors and had failed to demonstrate many of astrology's
basic tenets (e.g. aspects and signs). Because of this, he tried for many
years, beginning with that book, to separate his “new” findings from their
astrological origins. By the 1970s, he had begun to change his mind, and
by the end of his life (for which, again, see Neo-Astrology) he had
accepted the fact that his findings were astrological, though he remained
critical of modern astrology, due to the reluctance of astrologers to change
and grow when faced with new information.
Objection: These “effects” only seem to show
up when the Gauquelins are involved in the experiments. No one has
replicated them independently.
Answer: Not true. First of all, Suitbert Ertel and Arno Müller,
working separately or together, have replicated findings including a study
of members of the Académie de Médecine (done entirely after
Michel Gauquelin's death), Italian writers and German physicians. Secondly,
data gathered by three skeptic groups on athletes shows the Mars effect as
specified by Gauquelin (part of a complex story, so see the
"Mars effect" chronology for further elaboration).
Though some members of organized skeptic groups still contend at least two
of these studies failed to support Gauquelin, a growing number accept the
Mars effect, as a genuine anomaly (i.e., not due to simple explanations such
as bad statistics or data manipulation), while rejecting any
“astrological” explanation.
Objection: It is easy to find significant
correlations. If you do a lot of random studies, a few will be
“significant,” but this doesn't mean anything.
Answer: True in general, but this doesn't apply to the Gauquelins'
work on planetary effects for successful professionals. Significant results
involving 5 planets and 11 professions first found in French data were then
replicated by the Gauquelins with data from other European countries and
the U.S. Several of their findings have also been replicated independently
by others. The hypotheses derived from these findings are very specific in
stating the conditions under which these effects can be demonstrated, and
the overall findings themselves show unique structured relationships between
the five planets for which results have been found to date. There is nothing
random or scattered about the Gauquelin planetary effects.
Objection: Gauquelin's findings are due to biased
sampling.
Answer: Neither Gauquelin (or the Gauquelins, to be more precise,
since much of the Gauquelin work was done jointly by Michel and Francoise)
nor his prejudices in handling his data can be considered as the "explanation"
for the Gauquelin findings with regard to planets and profession, since,
as pointed out above, these planetary effects have been replicated independently
by others. Michel Gauquelin's sampling biases and how they affected his treatment
of data and his results have been well-documented. In fact, the most exhaustive
study of his sampling practices to date, by
Suitbert Ertel in 1988,
showed that while Gauquelin's biases may have tended to enhance the Mars
effect for sports champions, this was only true for experiments in which
athletes he considered eminent were looked at as a group. The clearest
demonstration of the Mars effect is seen in Ertel's ranking of Gauquelin's
athletes according to the number of volumes from a fixed set of sports references
in which each is mentioned, and Gauquelin's bias actually tends to
mask the effect when the data is looked at in this way. When this
bias is corrected for by ranking all of Gauquelin's athletes together (including
those Gauquelin considered champions and those he considered less accomplished),
the upward trend from those with fewer citations to those with more is even
more significant than for Gauquelin's "best" group alone. What this means
is that while Gauquelin's biases may have affected the outcome in certain
situations, they did not (in fact, could not) affect the outcome in all
situations. The same is true for skeptic groups. While two of the three skeptic
studies on the Mars effect are demonstrably biased in emphasizing lower-rank
athletes and show average to low amounts of Mars in the places where Gauquelin
said these figures should be high, as in the case of Gauquelin, the skeptic
data shows a significant upward trend when ranked by citation counts. In
other words, the Mars-effect bias of Gauquelin and the anti-Mars-effect bias
of the skeptics affects the outcome most for any specific sample of athletes
as a group. Ertel's citation-count method is independent of sampling
decisions made by either Gauquelin or his critics (it works best when all
available data is used) and shows the same results for all cases. Sampling
decisions made by Gauquelin's critics in most cases seem to have
been affected by a preference for lower-eminence athletes, but also
may have been influenced by prior knowledge of Mars positions during the
sampling process (this latter was the main source of Gauquelin's problems
with his data - for a consideration of how this problem affected both sides
of the Mars-effect question, see
Ertel and Irving's "Biased
Data Selection in Mars Effect Research"). The real truth of the matter is
that there is data-handling bias on both sides of the line, and overall it
does not affect the fundamental findings relating to planetary effects.
Objection: Gauquelin's positive findings are
"not astrological," and in fact run counter to what astrological tradition
might lead us to expect.
Answer: Gauquelin's findings clearly demonstrate several fundamental
astrological principles:
1. The centrality of the planets. From Margaret Hone's Modern
Textbook of Astrology: "The planets are to be studied first of all, because
they are the centre and core of astrological tradition." The ancients were
perhaps more specific about just how planets were the "core," but modern
astrologers say essentially the same, if only sotto voce under the rattle
and din made by the clash of abstruse parts, nouveau planets and esoteric
points. As Geoffrey Dean and Arthur Mather note in Recent Advances in
Natal Astrology: "Without planets there is no astrology...."
2. The principle of specific action. Even in the most arcane
astrologies, the planets are differentiated in a distinct way from each other:
Mars is active and aggressive, Venus is charming and agreeable, and so on.
Consider this, continuing the quotation above from Recent Advances:
"...In contrast to virtually all other astrological concepts there is generally
no fundamental disagreement about what each planet represents...." p. 215.
3. The doctrine of angularity. Again from Margaret Hone: "The
strength of Angularity is better expressed by saying that the planets are
undoubtedly strong when they are close to one of the angles, especially to
the Ascendant or Midheaven, irrespective of which side of these they may
be on." The same doctrine of angularity is central to the Western sidereal
astrology of Cyril Fagan, who began an effort to restore a kind of proto-classical,
pre-Greek astrology several years prior to Michel Gauquelin's first publication
of his findings. Consider this, again from Recent Advances: "Angularity
is one of the oldest, most fundamental and least disputed of astrological
concepts...." p. 371
Note that Hone defines angularity in a way that makes it independent from
houses and that she also considers it to encompass a zone on both
sides of the Ascendant and the Midheaven, a point which can be found
in astrological writings as early as Vettius Valens.
While there are certainly differences between elements of Gauquelin's findings
and what one sees in astrological textbooks, criticism that considers only
the differences and ignores the similarities often proceeds from a viewpoint
which requires that any study of astrological variables must have an "all
or nothing," "up or down" result, such that a negative result "disproves"
astrology, while a positive result can only be wrong - due to bad methodology
at best, and fraud at worst. On the contrary, if there are any correct
observations contained in astrological tradition, when a well-constructed
research program such as the Gauquelins' is used to investigate that tradition
it is more likely to show that some things are true, some are not and some
are true but require modification.
This latter is the case with angularity, as aside from the zone within 10
degrees or so on either side of the angles that astrologers seem to agree
on, there has been less agreement on the shape and scope of the "power zones"
outside of that, with Valens for example extending them counterclockwise
(i.e., into the 1st, 10th, etc.). However, Valens had only 100 or so birth
charts at his disposal and used informal observational methods, while Gauquelin
had tens of thousands of pieces of data from eleven different professions,
and used modern statistical methods as part of a well-designed and comprehensive
research program. The Gauquelin findings (and more recent ones by Ertel and
Müller) are thus in fact coincident with a particular astrological
tradition, that of angularity. Where these findings diverge from that tradition
is not in regard to houses (which in fact have only an indirect connection to angularity
in Hone, Valens or many other authors) but in regard to the actual placement
and extent of the angular zones. The work of the Gauquelins made it possible
to measure these zones exactly, confirming the idea of angularity on the
one hand while showing where it required modification on the other.
It is worth mentioning at this juncture the recent distinction by
Robert Schmidt
of Project Hindsight in the preface to his translation of Book III of
Ptolemy's Tetrabiblos, between "dynamical" and "topical" division
of the celestial sphere by astrologers, with the former being for the purpose
of establishing planetary strength and the latter for the purpose of considering
various areas of life (e.g., the 2nd as the house of "money" in modern
astrology). For the most part in modern astrology, both planetary
strength and the houses which indicate areas of life are measured from one
or another of the angles of the chart, but after careful consideration of
the available original works of Ptolemy and other authors, Schmidt says he
finds no evidence in Greek astrology for anything but "whole sign" topical
houses, meaning that the 1st house is the entire sign in which the
Ascendant falls, rather than the Ascendant marking the boundary of that house.
Thus, modern house systems seem to have been derived from a mistaken
understanding of certain passages in Ptolemy. This creates vast problems
for modern astrology (except for that practiced by the Hindus, which is virtually
alone among modern forms of astrology in its use of whole-sign houses),
but indicates more clearly than ever that the presumed contradiction between
Gauquelin's findings and houses is based on erroneous assumptions.
More interesting than angularity is the fact that where Gauquelin's findings
on the planets were concerned, he very clearly delineated structural
relationships between the planets in his first book and very clearly outlined
a research program meant to explore and understand that structure more fully
in relation to professions and to demonstrate its existence in other areas
(e.g. planetary heredity and character traits). Until quite recently, no
one paid much attention to this aspect of his work. However, in the last
couple of years Graham Douglas (in the UK) and Kenneth Irving (in the US)
have been pointing out that the structure of Gauquelin's results very
specifically displays a form which is found quite often in ancient philosophy
and astrology but which has disappeared for the most part from modern astrology,
a form based on two unrelated sets of opposite qualities (a more modern
terminology would be two "orthogonal" dimensions - a set of cosmic Cartesian
Coordinates by which we define certain fundamental differences between planets,
such as benefic/malefic).
Consider the following table, in which + indicates a significant excess in
the Gauquelin "key sectors" and - indicates a significant deficiency in the
same region. Note that when Jupiter and Saturn are both significant for a
given profession they are significant in opposite directions, and that Mars
often shows significance in the same direction as either Jupiter or
Saturn, but not with both at the same time. Results in parentheses are tentative
findings by either the Gauquelins or Ertel.
The Gauquelin Professional Results
Group |
Mo |
Ve |
Ma |
Ju |
Sa |
Actors |
|
|
|
+ |
- |
Doctors |
|
|
+ |
- |
+ |
Sports |
- |
|
+ |
|
|
Military |
|
|
+ |
+ |
|
Executives |
|
|
+ |
+ |
|
Politicians |
+ |
|
|
+ |
|
Journalists |
|
|
|
+ |
- |
Playwrights |
|
|
|
+ |
|
Scientists |
|
|
+ |
- |
+ |
Writers |
+ |
|
- |
|
- |
Painters |
|
(+) |
- |
|
- |
Musicians |
|
(+) |
- |
|
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Now consider this along with the diagram below, which shows a fundamental
relationship between the seven ancient planets on the basis of two "qualities"
that are said to flux and flow with planetary movements. The principle of
the dynamic relationship between the two pairs of opposites (hot-cold and
moist-dry) goes back to Aristotle, can be found in the writings of Galen,
and also appears in the work of medieval astrologer Ramon Lull, with the
planets and temperaments added by Lull and Johannes Schöner, among others.
The diagram is also (sans planets, but with temperaments) historically related
to modern trait psychology. H. J. Eysenck in particular posits that the hot/cold
dimension equates to some extent with extraversion/introversion and the wet/dry
dimension with neuroticism/stability. Results for several professional groups
shown in this table have been replicated independently of the Gauquelins
(e.g. Mars for sports champions, Mars/Saturn+ for members of the French
Académie de Médecine, Mars+ for eminent German physicians and
Moon/Jupiter+ and Saturn- for Italian writers), so it would be very difficult
to make a case that Gauquelin "structured" his data to agree with this.
Note that Mars and
Saturn appear on the same side of the wet-dry axis, and that Jupiter is on
the opposite side of that same axis. However, Mars and Jupiter appear
on the same side of the hot-cold axis while Saturn is on the opposite
side of that axis from both Mars and Jupiter. Now consider this in light
of what was said about the table and it should be clear that this structure
very obviously connects with the Gauquelin findings. What this says is that
a very fundamental astrological observation about the differences and
similarities between the ancient planets has been demonstrated by modern
scientific methods. While we should certainly be aware of Gauquelin's negative
findings on various facets of astrology, we shouldn't consider them in isolation
from the positive findings on planetary effects, nor from the connection
of those positive findings with astrology.
Objection: The Gauquelin effects are too small
to be of much consequence, amounting to a deviation of about 5% from the
expected number in the case of famous athletes.
Answer: First of all, the total range of the Gauquelin effects is
much larger than often supposed. Since this criticism is usually based on
the positive Mars effect for sports champions, it doesn't take into account
the fact that there are both positive and negative Mars effects
for 8 of the 11 professional groups studied by the Gauquelins. Even more
interesting, however, is the fact that when just the sports champions are
used and they are ranked according to the number of volumes in which they are
cited (done by Ertel, using a specific set of references, as mentioned above),
the range from the lowest-citation athletes to the highest is about 8%. However,
if we consider the range from the highest ranks in "Mars effect" professions such
as sports to the highest ranks in "anti-Mars" professions such as writing
and art, using Ertel's citation counts we find it to extend from 32% down
to 17%, or about +/- 7.5% In other words, the numbers are often assumed
(incorrectly) to be small because a particular effect is being viewed in
isolation from the others. But when we look at relationships between
groups, and between coherent classes within those groups, we see a quite
different picture.
Ken Irving
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